Andre M. Cuerington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Michael Cuerington, who also goes by Andre Michael Cuerington, was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 2003. Andre had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2025 - September 3, 2025
FRANKLIN DISTRIBUTORS, LLC
May 19, 2014 - April 8, 2016
TCW FUNDS DISTRIBUTORS LLC
September 24, 2010 - August 29, 2013
M.D. SASS SECURITIES, L.L.C.
February 22, 2008 - September 10, 2010
PINEBRIDGE SECURITIES LLC
December 1, 2005 - December 31, 2006
FRANKLIN DISTRIBUTORS, LLC
September 30, 2003 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
March 5, 2003 - September 30, 2003
HOWARD WEIL INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/10/2025
General Securities Representative ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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