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Frederich (nmn) Lieblich

CRD# 4379355·Registered 2003 - 2016
Previously Registered: Being a previously registered professional could mean that Frederich is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederich (nmn) Lieblich, who also goes by Frederich Lieblich, was a registered financial advisor. Frederich was a previously registered financial professional and started their career in finance 2003 - 2016. Frederich had worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederich Lieblich

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

MACGREGOR GLOBAL INVESTMENTS, LLC·CRD# 142978
BD
Chicago, IL
February 12, 2015 - December 9, 2016
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
Florham Park, NJ
February 2, 2005 - April 13, 2010
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
June 25, 2003 - February 9, 2005
METRIC CAPITAL CORPORATION·CRD# 6075
BD
Morristown, NJ
January 4, 2003 - June 30, 2003

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Current Firm

MG
MACGREGOR GLOBAL INVESTMENTS, LLC

MACGREGOR GLOBAL INVESTMENTS, LLC

CRD#: 142978 / SEC#: 8-67512
BD
Terminated by SEC on 02/11/2019

Contact Information

Established

Illinois since 08/04/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MACGREGOR ASSOCIATES, LLCMEMBER—
MILLINGTON, CHARLES GLENNFINANCIAL AND OPERATIONS PRINCIPAL1032017
PARSONS, JOHN FCCHIEF EXEC. OFFICER/CHIEF COMPLIANCE OFFICER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 2015About the Series 22 exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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