Frederich (. Lieblich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederich (nmn) Lieblich, who also goes by Frederich Lieblich, was a registered financial professional .
Frederich is a previously registered financial professional and started their career in finance in 2003. Frederich had worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2015 - December 9, 2016
MACGREGOR GLOBAL INVESTMENTS, LLC
February 2, 2005 - April 13, 2010
BLACKROCK INVESTMENTS, LLC
June 25, 2003 - February 9, 2005
MSI FINANCIAL SERVICES, INC.
January 4, 2003 - June 30, 2003
METRIC CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACGREGOR GLOBAL INVESTMENTS, LLC
CRD#: 142978 / SEC#: , 8-67512
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACGREGOR ASSOCIATES, LLC | MEMBER | |
| MILLINGTON, CHARLES GLENN | FINANCIAL AND OPERATIONS PRINCIPAL | 1032017 |
| PARSONS, JOHN FC | CHIEF EXEC. OFFICER/CHIEF COMPLIANCE OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
