Teresa W. Yip
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa W Yip was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 2001. Teresa had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2006 - December 31, 2014
CCF INVESTMENTS, INC.
May 16, 2005 - December 31, 2005
THE LEADERS GROUP, INC.
January 13, 2005 - May 16, 2005
CINCINNATI ANALYSTS, INC.
January 6, 2004 - December 31, 2004
THE LEADERS GROUP, INC.
April 20, 2001 - December 11, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CCF INVESTMENTS, INC.
CRD#: 136571 / SEC#: , 8-67027
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
