Andrew H. Wigton

MERRION INVESTMENT MANAGEMENT CO

Cranford, NJ 07016

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CRD#: 4379180

Professional summary

Andrew Hayes Wigton is a registered financial advisor currently at MERRION INVESTMENT MANAGEMENT CO, LLC located in Cranford, New Jersey.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Andrew has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Hayes Wigton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2023 - Present

MERRION INVESTMENT MANAGEMENT CO, LLC

Office #1: 184 North Ave. East, Cranford, NJ 07016

RIA

CRD#: 139143

Cranford, NJ

Past

June 22, 2001 - October 11, 2022

MERRION SECURITIES, LLC

CRD#: 30145

Cranford, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERRION INVESTMENT MANAGEMENT CO, LLC

MERRION ALTERNATIVE INVESTMENTS | MERRION INVESTMENT MANAGEMENT, LLC | MERRION INVESTMENT MANAGEMENT CO, LLC

CRD#: 139143 / SEC#: 801-65917

RIA

Registered Investment Advisory firm - (1/27/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/12/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/21/2001

General Securities Representative Examination

Current Firm

MERRION INVESTMENT MANAGEMENT CO, LLC

MERRION ALTERNATIVE INVESTMENTS | MERRION INVESTMENT MANAGEMENT, LLC | MERRION INVESTMENT MANAGEMENT CO, LLC

CRD#: 139143 / SEC#: 801-65917

RIA

Registered Investment Advisory firm - (1/27/2006 Approved)

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Contact information

Main Address

184 North Ave. East, Cranford, NJ 07016

Mailing Address

Phone number

(908) 654-0033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 212,724,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew H. Wigton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Hayes Wigton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRION SECURITIES, LLC

Primary Firm SEC Registration

MERRION INVESTMENT MANAGEMENT CO, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2023

Series 63

Date: 12/19/2001

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/12/2005

Series 7

Date: 6/21/2001

Current Firm

MERRION INVESTMENT MANAGEMENT CO, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERRION INVESTMENT MANAGEMENT CO, LLC

TRUST BUT VERIFY

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