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TS

Teri Stratton

HILCO CORPORATE FINANCE
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 4379087
TS

Professional summary

Teri Stratton, who also goes by Teri Stratton Ito, Teri Stratton Matlack, Teri Lynn Stratton, Teri Stratton, Teri Stratton-matlack, is a registered financial professional currently at HILCO CORPORATE FINANCE, LLC located in Chicago, Illinois.

Teri is registered as a RR (Registered Representative) and started their career in finance in 2001. Teri has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Teri Stratton Ito | Teri Stratton Matlack | Teri Lynn Stratton | Teri Stratton | Teri Stratton-Matlack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Teri Stratton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2022 - Present

HILCO CORPORATE FINANCE, LLC

Office #1: 401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
BD
CRD#: 282060
CHICAGO, IL
Past

March 29, 2010 - November 15, 2021

PIPER SANDLER & CO.

BD
CRD#: 665
EL SEGUNDO, CA
Past

May 16, 2007 - March 31, 2010

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
LOS ANGELES, CA
Past

September 25, 2001 - April 23, 2007

GIULIANI CAPITAL ADVISORS LLC

BD
CRD#: 111140
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/29/2022)
RR
New York
(8/29/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/15/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HILCO CORPORATE FINANCE, LLC
HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: , 8-69699

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Mailing Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Phone number
(847) 504-3270
Established
Delaware since 03/09/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HILCO VALUATION SERVICES, LLCMEMBER
KAUP, ERIC WARDSECRETARY AND GENERAL COUNSEL6584047
KLEIN, RICHARD SCOTTCHIEF EXECUTIVE OFFICER2388649
LENART, BRIAN DOUGLASCCO, AMLCO, FINOP736107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILCO CORPORATE FINANCE, LLC

CRD#: 282060Chicago, IL 60611

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