AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
BV

Bernard Ramey Vonderhaar

NEXPOINT SECURITIES
DALLAS, TX
·CRD# 4378903·25 years experience

Professional Summary

Bernard Ramey Vonderhaar, who also goes by Bernard R Vonderhaar, Bernard Ramey Vonderhaar II, Bernard Ramey Vonderhaar Jr., Bernard Ramey Vonderhaar, Ben Vonderhaar, is a registered financial advisor currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas. Bernard is registered as a RR (Registered Representative) and started their career in finance in 2001. Bernard has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bernard R Vonderhaar, Bernard Ramey Vonderhaar Ii, Bernard Ramey Vonderhaar Jr., Bernard Ramey Vonderhaar, Ben Vonderhaar

Blog Corner

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
View profile
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Years of Experience

25 years in the financial services industry

Current & Past Employments

NEXPOINT SECURITIES, INC.·CRD# 165013
BD
200 Crescent Court Suite 700, Dallas, TX 75201
June 27, 2024 - Present
WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
Richmond, VA
September 1, 2020 - May 9, 2022
D.H. HILL SECURITIES, LLLP·CRD# 41528
BD
Kingwood, TX
March 4, 2020 - August 26, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Houston, TX
October 20, 2017 - September 12, 2018
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Houston, TX
October 20, 2017 - September 12, 2018
ALLIANCEBERNSTEIN L.P.·CRD# 108477
RIA
Houston, TX
December 22, 2014 - October 4, 2016
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
Houston, TX
October 20, 2014 - October 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Houston, TX
May 10, 2014 - August 20, 2014
WESTON FINANCIAL SERVICES LLC·CRD# 117946
BD
New York, NY
May 16, 2012 - December 6, 2012
M. S. HOWELLS & CO.·CRD# 104100
BD
Houston, TX
February 1, 2011 - May 4, 2012
NEXBANK SECURITIES INC·CRD# 133267
BD
Dallas, TX
January 31, 2006 - November 10, 2008
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
June 6, 2005 - June 27, 2006
COMMONFUND SECURITIES, INC.·CRD# 43541
BD
Norwalk, CT
April 9, 2001 - July 9, 2003

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Current Firm

NS
NEXPOINT SECURITIES, INC.

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: 8-69128
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Mailing Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Phone Number

(833) 697-6246

Established

Delaware since 06/14/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXPOINT ASSET MANAGEMENT, L.P.SHAREHOLDER149653
HOLT, DAVID ERICCHIEF COMPLIANCE OFFICER/ POO2426935
NORRIS, DUSTIN DAVIDPRESIDENT6624477
RUSSELL, SARAH DETLINGFINOP / PFO6727189
WATERHOUSE, FRANK GEORGETREASURER2960256

Disclosures

Regulatory Event

1

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(11/25/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2014About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 2001About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Bernard Ramey Vonderhaar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Kenneth Bernard Hopkins
Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#
GRAPEVINE, TX · CRD#
Robert Lee Hrnicek
Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#
JM
Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#
BV
Follow Bernard
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required