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BV

Bernard R. Vonderhaar

NEXPOINT SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 4378903
BV

Professional summary

Bernard Ramey Vonderhaar, who also goes by Bernard R Vonderhaar, Bernard Ramey Vonderhaar II, Bernard Ramey Vonderhaar Jr., Bernard Ramey Vonderhaar, Ben Vonderhaar, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.

Bernard is registered as a RR (Registered Representative) and started their career in finance in 2001. Bernard has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bernard R Vonderhaar | Bernard Ramey Vonderhaar Ii | Bernard Ramey Vonderhaar Jr. | Bernard Ramey Vonderhaar | Ben Vonderhaar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bernard Ramey Vonderhaar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 27, 2024 - Present

NEXPOINT SECURITIES, INC.

Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201
BD
CRD#: 165013
Dallas, TX
Past

September 1, 2020 - May 9, 2022

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

March 4, 2020 - August 26, 2020

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
KINGWOOD, TX
Past

October 20, 2017 - September 12, 2018

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
HOUSTON, TX
Past

October 20, 2017 - September 12, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX
Past

December 22, 2014 - October 4, 2016

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
HOUSTON, TX
Past

October 20, 2014 - October 4, 2016

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
HOUSTON, TX
Past

May 10, 2014 - August 20, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HOUSTON, TX
Past

May 16, 2012 - December 6, 2012

WESTON FINANCIAL SERVICES LLC

BD
CRD#: 117946
NEW YORK, NY
Past

February 1, 2011 - May 4, 2012

M. S. HOWELLS & CO.

BD
CRD#: 104100
HOUSTON, TX
Past

January 31, 2006 - November 10, 2008

NEXBANK SECURITIES INC

BD
CRD#: 133267
DALLAS, TX
Past

June 6, 2005 - June 27, 2006

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

April 9, 2001 - July 9, 2003

COMMONFUND SECURITIES, INC.

BD
CRD#: 43541
WILTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(11/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/17/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/29/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/12/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/24/2014
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/6/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NEXPOINT SECURITIES, INC.
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: , 8-69128

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Mailing Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Phone number
(833) 697-6246
Established
Delaware since 06/14/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXPOINT ASSET MANAGEMENT, L.P.SHAREHOLDER149653
HOLT, DAVID ERICCHIEF COMPLIANCE OFFICER/ POO2426935
NORRIS, DUSTIN DAVIDPRESIDENT6624477
RUSSELL, SARAH DETLINGFINOP / PFO6727189

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEXPOINT SECURITIES, INC.

CRD#: 165013Dallas, TX 75201

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