John A. Sabino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Sabino, who also goes by John A. Sabino, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2007. John had worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2012 - June 7, 2013
CAPITAL ONE FINANCIAL ADVISORS LLC
January 31, 2012 - June 7, 2013
CAPITAL ONE INVESTMENT SERVICES LLC
June 1, 2009 - December 20, 2011
MORGAN STANLEY
June 1, 2009 - December 20, 2011
MORGAN STANLEY
February 5, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 5, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL ONE FINANCIAL ADVISORS LLC
CRD#: 127236 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
