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Nancy M. Taylor

Some features on this profile are disabled
CRD#: 4378842
NT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Marie Taylor, who also goes by Nancy Courtney, Nancy Taylor, Nancy M Woodward, Nancy Marie Woodward, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 2002. Nancy had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nancy Courtney | Nancy Taylor | Nancy M Woodward | Nancy Marie Woodward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 22, 2014 - July 24, 2015

HIGHPOINT PLANNING PARTNERS

RIA
CRD#: 163768
DOWNERS GROVE, IL
Past

March 21, 2014 - October 12, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
DOWNERS GROVE, IL
Past

October 1, 2012 - March 26, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LEMONT, IL
Past

October 1, 2012 - March 26, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LEMONT, IL
Past

December 12, 2006 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
LEMONT, IL
Past

December 12, 2006 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LEMONT, IL
Past

June 5, 2006 - December 6, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
PLAINFIELD, IL
Past

June 5, 2006 - December 6, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
PLAINFIELD, IL
Past

June 7, 2005 - May 30, 2006

USALLIANZ SECURITIES, INC.

RIA
CRD#: 40875
JOLIET, IL
Past

June 7, 2005 - May 30, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
MINNEAPOLIS, MN
Past

May 5, 2004 - May 27, 2005

GUNNALLEN FINANCIAL, INC

RIA
CRD#: 17609
HOMEWOOD, IL
Past

May 5, 2004 - May 27, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

December 16, 2003 - April 20, 2004

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

October 6, 2003 - December 18, 2003

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
TINLEY PARK, IL
Past

October 15, 2002 - December 18, 2003

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

March 19, 2002 - October 4, 2002

WADDELL & REED

RIA
CRD#: 866
HOMEWOOD, IL
Past

February 15, 2002 - October 4, 2002

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/11/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/12/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2002
General Securities Representative Examination

Current Firm

HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | TWIN ROCKS ASSET MANAGEMENT | TWG WEALTH PARTNERS | THE SCHAFFNIT GROUP | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH FINANCIAL CONSULTANTS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | RMD WEALTH MANAGEMENT | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MODEL WEALTH | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LLOYD WEALTH ADVISORS | LIGHTHOUSE FINANCIAL GROUP | KENNEDY FINANCIAL GROUP | KEITH E. MURPHY | KCT FINANCIAL | HIGHPOINT PLANNING PARTNERS, LLC | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | G/R WEALTH MANAGEMENT GROUP LLC | EQUILIBRIUM WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | DOAK FINANCIAL, LLC | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | CAPITAL STREET ADVISORS | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | AXIS WEALTH ADVISORS, LLC | ASPIRE PLANNING GROUP LLC

CRD#: 163768 / SEC#: 801-76675

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Contact information

Main Address
2651 Warrenville Road Suite 200, Downers Grove, IL 60515
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHPOINT PLANNING PARTNERS

CRD#: 163768

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