Sean Gray
Professional summary
Sean Gray is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2003. Sean has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2015 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 1271 Avenue Of The Americas 46 Floor, New York, NY 10020December 9, 2013 - February 27, 2015
M&T SECURITIES, INC.
December 4, 2013 - February 27, 2015
M&T SECURITIES, INC.
February 3, 2012 - October 25, 2013
PNC CAPITAL MARKETS LLC
February 3, 2012 - October 25, 2013
HARRIS WILLIAMS
May 5, 2009 - October 25, 2013
PNC WEALTH MANAGEMENT LLC
May 4, 2009 - October 25, 2013
PNC WEALTH MANAGEMENT LLC
July 21, 2003 - March 31, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 2003 - March 31, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2015)
Exams
FINRA
Current Firm
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
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