AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SN

Steven Patrick Nutini

CRD# 4378775·Registered 2001 - 2016
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Patrick Nutini, who also goes by Steve Nutini, Steven P Nutini, Steven Nutini, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 2001 - 2016. Steven had worked at 13 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Nutini, Steven P Nutini, Steven Nutini

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

25 years in the financial services industry

Current & Past Employments

MEEDER DISTRIBUTION SERVICES, INC.·CRD# 36773
BD
Dublin, OH
April 29, 2016 - July 6, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Hilliard, OH
April 14, 2015 - January 6, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
April 14, 2015 - January 6, 2016
CHICKASAW CAPITAL MANAGEMENT, LLC·CRD# 127398
RIA
Hilliard, OH
September 17, 2012 - October 21, 2013
CHICKASAW SECURITIES, LLC·CRD# 128711
BD
Memphis, TN
September 13, 2012 - October 21, 2013
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
Pittsburgh, PA
September 19, 2011 - September 7, 2012
MID ATLANTIC FINANCIAL MANAGEMENT, INC.·CRD# 109771
RIA
Hilliard, OH
September 12, 2011 - October 30, 2012
WADDELL & REED·CRD# 866
RIA
St. Petersburg, FL
July 7, 2009 - September 18, 2009
WADDELL & REED·CRD# 866
BD
St. Petersburg, FL
July 2, 2009 - September 18, 2009
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY·CRD# 2682
RIA
Parrish, FL
November 20, 2006 - March 11, 2009
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Parrish, FL
April 26, 2006 - November 28, 2006
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 10, 2006 - January 30, 2009
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Indianapolis, IN
September 29, 2005 - January 27, 2006
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Atlanta, GA
March 26, 2004 - February 3, 2005
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
June 20, 2003 - March 24, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
May 21, 2001 - November 8, 2001

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

MD
MEEDER DISTRIBUTION SERVICES, INC.

ADVISER DEALER SERVICES, INC. | WINSTON BROKERAGE, INC. | MEEDER INVESTMENT MANAGEMENT, INC. | MEEDER DISTRIBUTION SERVICES, INC. | CHURCHILL SECURITIES, INC. | CHURCHILL BROKERAGE, INC.

CRD#: 36773 / SEC#: 8-47374
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

6125 Memorial Drive, Dublin, OH 43017-9767

Mailing Address

P.o. Box 7177, Dublin, OH 43017-9767

Phone Number

(614) 766-7000

Established

Ohio since 12/27/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MEEDER INVESTMENT MANAGEMENT, INC.DIRECT OWNER—
BEHAN, ROBERT FRANCISSENIOR VICE PRESIDENT2319359
COOPER, DOUGLAS RICHARDPRESIDENT, SECRETARY AND TREASURER2697549
JENNINGS, DOUGLAS RICHARDCHIEF COMPLIANCE OFFICER6700237

Disclosures

Regulatory Event

1

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
SN
Follow Steven
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required