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Steven P. Nutini

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CRD#: 4378775
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Patrick Nutini, who also goes by Steve Nutini, Steven P Nutini, Steven Nutini, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2001. Steven had worked at 13 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Nutini | Steven P Nutini | Steven Nutini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 29, 2016 - July 6, 2016

MEEDER DISTRIBUTION SERVICES, INC.

BD
CRD#: 36773
DUBLIN, OH
Past

April 14, 2015 - January 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HILLIARD, OH
Past

April 14, 2015 - January 6, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

September 17, 2012 - October 21, 2013

CHICKASAW CAPITAL MANAGEMENT, LLC

RIA
CRD#: 127398
HILLIARD, OH
Past

September 13, 2012 - October 21, 2013

CHICKASAW SECURITIES, LLC

BD
CRD#: 128711
MEMPHIS, TN
Past

September 19, 2011 - September 7, 2012

NEWEDGE SECURITIES, LLC

BD
CRD#: 10674
PITTSBURGH, PA
Past

September 12, 2011 - October 30, 2012

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 109771
HILLIARD, OH
Past

July 7, 2009 - September 18, 2009

WADDELL & REED

RIA
CRD#: 866
ST. PETERSBURG, FL
Past

July 2, 2009 - September 18, 2009

WADDELL & REED

BD
CRD#: 866
ST. PETERSBURG, FL
Past

November 20, 2006 - March 11, 2009

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

RIA
CRD#: 2682
PARRISH, FL
Past

April 26, 2006 - November 28, 2006

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
PARRISH, FL
Past

March 10, 2006 - January 30, 2009

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

September 29, 2005 - January 27, 2006

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

March 26, 2004 - February 3, 2005

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

June 20, 2003 - March 24, 2004

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

May 21, 2001 - November 8, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/6/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/14/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/2001
General Securities Representative Examination

Current Firm

MD
MEEDER DISTRIBUTION SERVICES, INC.
ADVISER DEALER SERVICES, INC. | WINSTON BROKERAGE, INC. | MEEDER INVESTMENT MANAGEMENT, INC. | MEEDER DISTRIBUTION SERVICES, INC. | CHURCHILL SECURITIES, INC. | CHURCHILL BROKERAGE, INC.

CRD#: 36773 / SEC#: , 8-47374

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
6125 Memorial Drive, Dublin, OH 43017-9767
Mailing Address
P.o. Box 7177, Dublin, OH 43017-9767
Phone number
(614) 766-7000
Established
Ohio since 12/27/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MEEDER INVESTMENT MANAGEMENT, INC.DIRECT OWNER
BRAND, TIMOTHY PETERSENIOR VICE PRESIDENT2369282
COOPER, DOUGLAS RICHARDPRESIDENT, SECRETARY AND TREASURER2697549
JENNINGS, DOUGLAS RICHARDCHIEF COMPLIANCE OFFICER6700237

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEEDER DISTRIBUTION SERVICES, INC.

CRD#: 36773

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