JB
John D. Brandon
BCS WEALTH MANAGEMENT
JOHNSON CITY, TN 37615
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CRD#: 4378340
JB
Professional summary
John Douglas Brandon is a registered financial advisor currently at BCS WEALTH MANAGEMENT, LLC located in Johnson City, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Johnson City, Tennessee.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BCS Wealth Management - Investment Related - 801 F Sunset Dr. Ste1 Johnson City TN 37604 - Financial Planning - Financial Advisor - 3/2021 - 160hrs/mos, 32 trading hours - Financial/Retirment Planning || PKS Financial - Investment Related - 80 State St Albany NY 12207 - Fixed/Traditional Ins. - 03/21 - 4hrs/mos - 3 trading hrs - Sales of Fixed/Traditional Ins. Salvation Army - Not Investment Related - 204 W. Walnut St. Johnson City TN 37604 - Board of Directors - 06/01 - 0 hrs per month - Advisory board member to discuss operations, financials, and fundraising strategies.
CRS (Client Relationship Summary) - RIA
Click below to view John Douglas Brandon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2021 - Present
BCS WEALTH MANAGEMENT, LLC
Office #1: 541 Sid Martin Road Suite A, Johnson City, TN 37615RIA
CRD#: 115489
JOHNSON CITY, TN
Current
April 5, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 801f Sunset Drive Suite 1, Johnson City, TN 37604BD
CRD#: 35747
Johnson City, TN
Past
July 31, 2015 - March 12, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
LEXINGTON, KY
Past
June 16, 2015 - March 12, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
LEXINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BCS WEALTH MANAGEMENT, LLC
BCS FINANCIAL, LLC | STILL WATERS FAMILY OFFICE | BCS WEALTH MANAGMENT, LLC | BCS WEALTH MANAGEMENT, LLC
CRD#: 115489 / SEC#: 801-60905
RIA
Registered Investment Advisory firm - (2/8/2002 Approved)Tennessee
Registered Investment Advisory firm - (12/1/2002 Terminated)Virginia
Registered Investment Advisory firm - (11/1/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(4/5/2021)
IAR
Tennessee(4/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BCS WEALTH MANAGEMENT, LLC
BCS FINANCIAL, LLC | STILL WATERS FAMILY OFFICE | BCS WEALTH MANAGMENT, LLC | BCS WEALTH MANAGEMENT, LLC
CRD#: 115489 / SEC#: 801-60905
RIA
Registered Investment Advisory firm - (2/8/2002 Approved)Tennessee
Registered Investment Advisory firm - (12/1/2002 Terminated)Virginia
Registered Investment Advisory firm - (11/1/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
541 Sid Martin Road Suite A, Johnson City, TN 37615
Mailing Address
541 Sid Martin Road Suite A, Johnson City, TN 37615
Phone number
(423) 283-9821
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,685 |
| AUM (Assets Under Management) | $ 811,578,500 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 08/08/2023 | ||
| 08/29/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BCS WEALTH MANAGEMENT, LLC
CRD#: 115489Johnson City, TN 37615TRUST BUT VERIFY
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