Kai C. Poetschke

KEY CAPITAL ADVISORS

Zurich, 8008

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CRD#: 4378083

Professional summary

Kai Christian Poetschke is a registered financial advisor currently at KEY CAPITAL ADVISORS, INC. .

Kai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kai has worked at 4 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pythagoras Partners GmbH; Investment-Related; Zurich, Switzerland; Asset Management; Consultant/Portfolio Management; 12/2010; 20 hrs/mo; 0 hrs/mo during securities trading hours; Duties are advisory services relating to portfolio management. 2. Intelligent Capital Management GmbH; Investment-Related; Zurich, Switzerland; Financial and General Consulting; Managing Director/Sole Proprietor; 1/2011; 20 hrs/mo; 0 hrs/mo during securities trading hours; Duties are preparation of strategic marketing plans and general research.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kai Christian Poetschke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2017 - Present

KEY CAPITAL ADVISORS, INC.

Office #1: Zollikerstrasse 226, Zurich 8008

RIA

CRD#: 113541

Zurich,

Past

March 13, 2009 - January 16, 2013

INTELLIGENT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 147508

MIAMI BEACH, FL

Past

December 21, 2007 - July 3, 2008

CREDIT SUISSE PRIVATE ADVISORS AG

RIA

CRD#: 112892

MIAMI, FL

Past

August 24, 2006 - July 3, 2008

CREDIT SUISSE PRIVATE ADVISORS AG

CRD#: 112892

MIAMI, FL

Past

June 1, 2001 - September 25, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/13/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/30/2001

General Securities Representative Examination

Current Firm

KEY CAPITAL ADVISORS, INC.

CRD#: 113541 / SEC#: 801-60398

RIA

Registered Investment Advisory firm - (8/9/2012 Terminated)

Florida

Registered Investment Advisory firm - (6/29/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1000 Brickell Avenue Suite 315, Miami, FL 33131

Mailing Address

Phone number

(305) 302-0919

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 58,695,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kai C. Poetschke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kai Christian Poetschke's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY CAPITAL ADVISORS, INC.

INTELLIGENT CAPITAL MANAGEMENT, LLC

CREDIT SUISSE PRIVATE ADVISORS AG

CREDIT SUISSE PRIVATE ADVISORS AG

DEUTSCHE BANK SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2017

Series 66

Date: 12/13/2007

Series 63

Date: 7/2/2001

Series 7

Date: 5/30/2001

Current Firm

KEY CAPITAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KEY CAPITAL ADVISORS, INC.

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