Matthew E. Donaldson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Evans Donaldson, who also goes by Matthew E Donaldson, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2001. Matthew had worked at 8 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2022 - February 20, 2025
ALTACCESS SECURITIES COMPANY, L.P.
April 29, 2020 - September 20, 2022
EMERSON EQUITY LLC
July 5, 2016 - January 3, 2020
CASTLE HILL CAPITAL PARTNERS, INC.
September 25, 2014 - June 19, 2015
LIME TRADING CORP
September 13, 2013 - June 24, 2014
GLOBAL-AMERICAN INVESTMENTS, INC.
September 27, 2011 - September 11, 2013
KJM SECURITIES, INC.
May 15, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 15, 2001 - April 15, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 9/26/2011
Corporate Securities Limited Representative ExaminationCurrent Firm
ALTACCESS SECURITIES COMPANY, L.P.
CRD#: 119441 / SEC#: , 8-65183
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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