Bette Lynn Paez

WARNER WEALTH

MADISON, CT 06443

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CRD#: 4377915

Professional summary

Bette Lynn Paez, AIF®, CFP® is a registered financial advisor currently at WARNER WEALTH located in Madison, Connecticut and LPL FINANCIAL LLC located in Shelton, Connecticut.

Bette Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Bette Lynn has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bette Lynn Paez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

April 3, 2025 - Present

WARNER WEALTH

Office #1: 869 Boston Post Road, Madison, CT 06443

RIA

CRD#: 334877

MADISON, CT

Current

August 2, 2023 - Present

LPL FINANCIAL LLC

Office #1: One Enterprise Drive Suite 105, Shelton, CT 06484

RIA

CRD#: 6413

Shelton, CT

Past

August 2, 2023 - April 3, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

December 20, 2010 - August 2, 2023

SPC

RIA

CRD#: 110692

Shelton, CT

Past

December 20, 2010 - August 2, 2023

PARKLAND SECURITIES, LLC

CRD#: 115368

Shelton, CT

Past

May 15, 2001 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SHELTON, CT

Past

May 15, 2001 - January 10, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SHELTON, CT

Past

May 11, 2001 - December 31, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WARNER WEALTH

WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/2/2023)

Colorado
(8/2/2023)

Connecticut
(8/2/2023)

IAR

Connecticut
(4/3/2025)

Florida
(8/2/2023)

Illinois
(8/9/2023)

Iowa
(8/2/2023)

Massachusetts
(8/2/2023)

New Hampshire
(8/2/2023)

New Jersey
(8/2/2023)

New York
(8/2/2023)

North Carolina
(8/2/2023)

Ohio
(8/2/2023)

Pennsylvania
(8/2/2023)

South Carolina
(8/2/2023)

Vermont
(8/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WARNER WEALTH

WARNER GROUP LLC | WARNER WEALTH

CRD#: 334877 / SEC#: 801-132255

RIA

Registered Investment Advisory firm - (4/1/2025 Approved)

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Contact information

Main Address

869 Boston Post Road, Madison, CT 06443

Mailing Address

Phone number

(203) 929-2727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,111
AUM (Assets Under Management)	$ 362,848,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bette Lynn Paez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bette Lynn Paez's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SPC

PARKLAND SECURITIES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WARNER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/2001

Series 63

Date: 4/9/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2001

FINRA

Current Firm

WARNER WEALTH

Contact information

SEC notice filing (13 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

WARNER WEALTH

TRUST BUT VERIFY

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