Quinn M. Carlson
Professional summary
Quinn Myron Carlson is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Quinn is registered as a RR (Registered Representative) and started their career in finance in 2001. Quinn has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Quinn Myron Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2020 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003January 30, 2017 - February 8, 2019
M&A SECURITIES GROUP, INC.
June 20, 2012 - August 14, 2015
KROLL SECURITIES LLC
July 19, 2005 - November 19, 2010
DEUTSCHE BANK SECURITIES INC.
June 20, 2001 - June 11, 2004
GIULIANI CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 11/18/2019
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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