Marc M. Laureys
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Michel Laureys, who also goes by Marc M Laureys, Marc Michael Laureys, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2001. Marc had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2009 - January 14, 2016
GUIDESTONE ADVISORS
April 29, 2009 - January 14, 2016
GUIDESTONE FINANCIAL SERVICES
October 14, 2002 - September 11, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
May 25, 2001 - May 29, 2001
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
GUIDESTONE ADVISORS
CRD#: 149624 / SEC#: 801-70177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUIDESTONE ADVISORS
CRD#: 149624 / SEC#: 801-70177
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,414 |
| AUM (Assets Under Management) | $ 1,591,991,122 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/26/2024 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
