Craig E. Peterman

PRISM WEALTH MANAGEMENT

Middleton, WI

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CRD#: 4377222

Professional summary

Craig E Peterman, CFP® is a registered financial advisor currently at PRISM WEALTH MANAGEMENT located in Middleton, Wisconsin.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Craig has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig E Peterman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 4, 2016 - Present

PRISM WEALTH MANAGEMENT

RIA

CRD#: 281702

Middleton, WI

Past

April 22, 2013 - December 31, 2018

NAKOMA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 108014

MADISON, WI

Past

June 1, 2009 - May 7, 2013

MORGAN STANLEY

RIA

CRD#: 149777

MILWAUKEE, WI

Past

June 1, 2009 - May 7, 2013

MORGAN STANLEY

CRD#: 149777

MILWAUKEE, WI

Past

January 20, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MILWAUKEE, WI

Past

January 20, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MILWAUKEE, WI

Past

September 8, 2000 - January 27, 2005

NAKOMA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 108014

MADISON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/28/2020)

IAR

Wisconsin
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/22/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/30/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/2005

General Securities Representative Examination

Current Firm

PRISM WEALTH MANAGEMENT

PRISM WEALTH MANAGEMENT | PRISM, LLC

CRD#: 281702 / SEC#:

Illinois

Registered Investment Advisory firm - (5/28/2020 Approved)

Wisconsin

Registered Investment Advisory firm - (1/4/2016 Approved)

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Contact information

Main Address

Middleton, WI

Mailing Address

6907 University Avenue #303, Middleton, WI 53562

Phone number

(608) 841-1598

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	274
AUM (Assets Under Management)	$ 44,700,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig E. Peterman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig E Peterman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRISM WEALTH MANAGEMENT

NAKOMA CAPITAL MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

NAKOMA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/2004

Series 65

Date: 8/30/2000

Series 7

Date: 1/19/2005

Current Firm

PRISM WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRISM WEALTH MANAGEMENT

TRUST BUT VERIFY

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