Brett W. Anderson

ST. CROIX ADVISORS

Woodbury, MN

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CRD#: 4377100

Professional summary

Brett William Anderson, CFP®, ChFC®, CLU®, who also goes by Brett W Anderson, is a registered financial advisor currently at ST. CROIX ADVISORS, LLC located in Woodbury, Minnesota.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brett has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett W Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE SALE OF ALL TYPES OF INSURANCE, NO, 401 2ND ST STE 200 HUDSON WI 54016, INSURANCE, OWNER, 30 HRS/MO, 15 HRS DURING TRADING, INSURANCE SALES; STEELE CAPITAL MANAGEMENT, YES, SAME ADDRESS, RIA, IA, 2006, 20 HRS/MO, 20 HRS DURING TRADING,10 MIN DURING TRADING HRS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett William Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

December 1, 2011 - Present

ST. CROIX ADVISORS, LLC

RIA

CRD#: 159000

Woodbury, MN

Past

April 5, 2010 - December 31, 2011

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

HUDSON, WI

Past

May 9, 2001 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

April 20, 2001 - April 7, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MENDOTA HTS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/3/2016)

IAR

Minnesota
(11/12/2013)

IAR

Wisconsin
(12/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ST. CROIX ADVISORS, LLC

CRD#: 159000 / SEC#:

Florida

Registered Investment Advisory firm - (2/3/2016 Approved)

Minnesota

Registered Investment Advisory firm - (12/5/2011 Approved)

Wisconsin

Registered Investment Advisory firm - (12/1/2011 Approved)

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Contact information

Main Address

Woodbury, MN

Mailing Address

724 Bielenberg Dr #4, Woodbury, MN 55125

Phone number

(651) 337-1919

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 87,275,851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brett W. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett William Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. CROIX ADVISORS, LLC

MIDAMERICA FINANCIAL SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2005

Series 63

Date: 4/20/2001

Series 7

Date: 5/9/2005

Series 6

Date: 4/17/2001

Current Firm

ST. CROIX ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ST. CROIX ADVISORS, LLC

TRUST BUT VERIFY

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