John T. Cella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Terry Cella was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 28 firms and has passed the Series 63, SIE, PC, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2012 - December 2, 2016
MONARCH CAPITAL GROUP, LLC
May 27, 2011 - June 13, 2012
RODMAN & RENSHAW, LLC
February 20, 2009 - May 27, 2011
HUDSON SECURITIES,INC.
June 28, 2004 - March 27, 2009
WESTMINSTER SECURITIES CORPORATION
February 13, 2003 - January 23, 2004
NATIVE AMERICAN SECURITIES COMPANY, INC.
September 24, 2002 - December 31, 2003
DUPONT SECURITIES GROUP, INC.
February 6, 2001 - September 17, 2002
GMS GROUP
February 22, 1999 - February 26, 2001
SOUTHERN FINANCIAL GROUP, INC.
January 1, 1997 - October 8, 1997
FIRST UNION CAPITAL MARKETS CORP.
June 8, 1994 - November 8, 1996
ADVEST, INC.
December 21, 1993 - February 15, 1994
RESURGENS CAPITAL & INVESTMENTS, INC.
April 23, 1993 - November 23, 1993
ADVANTAGE CAPITAL CORPORATION
December 16, 1991 - October 15, 1992
SBC WARBURG, INC.
August 8, 1991 - December 9, 1991
RAYMOND JAMES & ASSOCIATES, INC.
August 13, 1990 - May 20, 1991
TUCKER ANTHONY INCORPORATED
April 29, 1988 - October 31, 1988
WESTPAC POLLOCK & CO. INC.
April 29, 1988 - July 3, 1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
August 3, 1987 - April 27, 1988
E. F. HUTTON & COMPANY INC
March 22, 1984 - July 22, 1987
MOSELEY SECURITIES CORPORATION
November 23, 1983 - January 27, 1984
COLLINS SECURITIES CORPORATION
September 15, 1982 - October 5, 1983
UNITED CAPITAL CORPORATION
May 14, 1980 - June 21, 1982
J.P. MORGAN SECURITIES LLC
June 2, 1978 - May 11, 1980
BURNS FRY INC
December 14, 1977 - October 7, 1978
DAIWA CAPITAL MARKETS AMERICA INC.
October 20, 1977 - December 9, 1977
BEVILL, BRESLER & SCHULMAN INCORPORATED
January 3, 1975 - July 30, 1977
NATIVE NATIONS SECURITIES, INC.
April 16, 1974 - October 5, 1974
PRESCOTT, BALL & TURBEN
August 22, 1973 - April 7, 1974
KMS CORPORATE BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/21/1994
AMEX Put and Call ExamSeries 1
Date: 8/20/1973
Registered Representative ExaminationCurrent Firm
MONARCH CAPITAL GROUP, LLC
CRD#: 47815 / SEC#: , 8-51911
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONARCH HOLDINGS, LLC | MANAGEMENT COMPANY | |
| COHEN, EDWARD BARRY | FINOP | |
| POTTER, MICHAEL DAVID | CHAIRMAN, CEO, CFO, CCO | 2417023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
