Mark H. Ricketson
Professional summary
Mark Holdridge Ricketson, who also goes by Mark H Ricketson, Mark Holdridge Ricketson, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Holdridge Ricketson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2024 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020January 19, 2022 - May 28, 2024
SEI INVESTMENTS MANAGEMENT CORP
June 23, 2005 - November 7, 2005
NATIONAL FINANCIAL SERVICES LLC
June 2, 2004 - July 13, 2005
FIDELITY BROKERAGE SERVICES LLC
July 11, 2003 - April 9, 2004
QUICK & REILLY, INC.
May 16, 2001 - February 24, 2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2024)
(9/4/2024)
Exams
Series 7TO
Date: 8/2/2024
General Securities Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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