SG
Stephen M. Griner
MAG CAP
RIDGELAND, MS 39157
Some features on this profile are disabled
CRD#: 4376876
SG
Professional summary
Stephen M Griner, AIF®, CFP®, CIMA®, who also goes by Stephen M Griner, is a registered financial advisor currently at MAG CAP located in Ridgeland, Mississippi.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Stephen has worked at 8 firms and has passed the Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen M Griner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SMG properties llc Address: Madison, MS Nature of the Business: Rental Real Estate Position/Title: Director Investment Related:No Start Date: 08/03/2016 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: I own a rental property with one renter (2) Tstar 600, LLC Address: Madison, MS Nature of the Business: Personal/Private Investment Investment Related:No Start Date: 03/10/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: none 3. citizens bank Address: Columbia, MS Nature of the Business: Personal/Private Investment Investment Related:Yes Start Date: 01/02/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: none 4. first southern bank Address: Columbia, SD Nature of the Business: Personal/Private Investment Investment Related:Yes Start Date: 01/02/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: none 5. griner drilling service Address: Columbia, MS Nature of the Business: Personal/Private Investment Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: none 6. Charles H. Griner Family LP Address: Columbia, MS Nature of Business: Private Investment Investment Related: No Start Date: 12/31/1993 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: none 7. 2018 to present; Magnolia Capital Advisors, LLC; MS; Yes Investment Related; Investment Advisor Representative. 8. 02/2021 to 12/2023; Entoro Capital, LLC; Houston, TX; Not Investment Related; Director.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen M Griner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
October 5, 2018 - Present
MAG CAP
Office #1: 1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157RIA
CRD#: 298398
RIDGELAND, MS
Past
February 22, 2021 - December 5, 2023
ENTORO SECURITIES, LLC
BD
CRD#: 35192
HOUSTON, TX
Past
October 1, 2018 - February 27, 2019
LEVEL FOUR FINANCIAL, LLC
BD
CRD#: 25700
Jackson, MS
Past
February 13, 2013 - October 1, 2018
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
JACKSON, MS
Past
February 13, 2013 - October 1, 2018
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
JACKSON, MS
Past
March 20, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
JACKSON, MS
Past
March 20, 2009 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
JACKSON, MS
Past
November 4, 2003 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RIDGELAND, MS
Past
November 3, 2003 - March 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RIDGELAND, MS
Past
November 18, 2002 - November 4, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
JACKSON, MS
Past
August 2, 2001 - November 4, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 20, 2001 - June 22, 2001
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MAG CAP
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
CRD#: 298398 / SEC#: 801-114023
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(10/5/2018)
IAR
Texas(3/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MC
MAG CAP
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
CRD#: 298398 / SEC#: 801-114023
RIA
Registered Investment Advisory firm - (9/21/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157
Mailing Address
Phone number
(601) 362-5872
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,743 |
| AUM (Assets Under Management) | $ 1,482,714,109 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MAG CAP
CRD#: 298398Ridgeland, MS 39157TRUST BUT VERIFY
Monitor Stephen Griner
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
