Jeffrey L. Friedberg

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CRD#: 4376694

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Langman Friedberg was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 23, 2018 - May 20, 2022

BRASADA CAPITAL MANAGEMENT, LP

RIA

CRD#: 147775

Houston, TX

Past

January 1, 1998 - December 22, 2017

FRIEDBERG INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111911

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRASADA CAPITAL MANAGEMENT, LP

BRASADA ADVISORS, LLC | BRASADA CAPITAL MANAGEMENT, LP

CRD#: 147775 / SEC#: 801-77857

RIA

Registered Investment Advisory firm - (4/12/2013 Approved)

Texas

Registered Investment Advisory firm - (9/24/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BRASADA CAPITAL MANAGEMENT, LP

BRASADA ADVISORS, LLC | BRASADA CAPITAL MANAGEMENT, LP

CRD#: 147775 / SEC#: 801-77857

RIA

Registered Investment Advisory firm - (4/12/2013 Approved)

Texas

Registered Investment Advisory firm - (9/24/2013 Terminated)

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Contact information

Main Address

3200 Southwest Freeway Suite 2160, Houston, TX 77027

Mailing Address

Phone number

(713) 630-8390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRASADA CAPITAL MANAGEMENT, LP FORM ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	917
AUM (Assets Under Management)	$ 755,435,569

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey L. Friedberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRASADA CAPITAL MANAGEMENT, LP

FRIEDBERG INVESTMENT MANAGEMENT, INC.

Primary Firm SEC Registration

BRASADA CAPITAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Current Firm

BRASADA CAPITAL MANAGEMENT, LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRASADA CAPITAL MANAGEMENT, LP

TRUST BUT VERIFY

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