AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CG

Christine A. Gumaer

LPL FINANCIAL LLC
ENDICOTT, NY 13760
Some features on this profile are disabled
CRD#: 4376632
CG

Professional summary

Christine Ann Gumaer, who also goes by Christine Ann Brier, Christine Ann Gumaer, is a registered financial professional currently at LPL FINANCIAL LLC located in Endicott, New York and VISIONS ANALYSIS LLC located in Endicott, New York.

Christine is registered as a RR (Registered Representative) and started their career in finance in 2001. Christine has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christine Ann Brier | Christine Ann Gumaer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christine Ann Gumaer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2018 - Present

LPL FINANCIAL LLC

Office #1: 24 Mckinley Ave, Endicott, NY 13760
RIA
BD
CRD#: 6413
ENDICOTT, NY
Current

November 14, 2024 - Present

VISIONS ANALYSIS LLC

Office #1: 24 Mckinley Avenue, Endicott, NY 13760Office #2: 24 Mckinley Avenue, Endicott, NY 13760
BD
CRD#: 286678
Endicott, NY
Past

April 19, 2016 - October 2, 2017

M&T SECURITIES, INC.

BD
CRD#: 17358
BINGHAMTON, NY
Past

October 15, 2013 - April 7, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
NORWICH, NY
Past

February 28, 2006 - April 7, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
NORWICH, NY
Past

December 18, 2001 - November 2, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/24/2019)
RR
Colorado
(2/10/2023)
RR
Florida
(6/23/2021)
RR
Indiana
(3/15/2021)
RR
Maine
(3/15/2021)
RR
Minnesota
(3/19/2021)
RR
Nevada
(8/27/2021)
RR
New Hampshire
(2/11/2021)
RR
New Jersey
(3/15/2021)
RR
New York
(1/5/2018)
RR
North Carolina
(4/24/2019)
RR
North Dakota
(3/19/2021)
RR
Pennsylvania
(5/18/2018)
RR
South Carolina
(4/12/2022)
RR
Virginia
(4/24/2019)
RR
Washington
(3/15/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/17/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VA
VISIONS ANALYSIS LLC
VISIONS ANALYSIS LLC

CRD#: 286678 / SEC#: , 8-69898

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
24 Mckinley Avenue, Endicott, NY 13760
Mailing Address
24 Mckinley Avenue, Endicott, NY 13760
Phone number
(845) 489-3883
Established
New York since 12/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VISIONS FEDERAL CREDIT UNIONOWNER
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
BENDER, STEVEN CHRISTOPHERFINOP2650187
THATCHER, JEFFREY GLENNCEO, CCO, MANAGING DIRECTOR1951368

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISIONS ANALYSIS LLC

CRD#: 286678Endicott, NY 13760

TRUST BUT VERIFY

Monitor Christine Gumaer

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Gerri A Harrison
Gerri HarrisonAdvisorCheck Check Mark
J. W. COLE ADVISORS, INC.
IAR
RR
Johnson City, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics