Michael D. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Cohen was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 4 firms and has passed the Series 63, Series 56, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2012 - August 10, 2012
AGILE PT GROUP LLC
May 6, 2004 - November 4, 2005
SUSQUEHANNA FINANCIAL GROUP, LLLP
May 1, 2003 - May 5, 2004
CIBC WORLD MARKETS CORP.
May 11, 2001 - April 28, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 2/16/2012
Proprietary Trader Qualification ExaminationCurrent Firm
AGILE PT GROUP LLC
CRD#: 155177 / SEC#: , 8-68702
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
