AR
Antonio B. Rodrigues
PROCYON
Shelton, CT 06484
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CRD#: 4376152
AR
Professional summary
Antonio Bentu Rodrigues is a registered financial advisor currently at PROCYON located in Shelton, Connecticut.
Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Antonio has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brian R. Summers Irrev Trust fbo Kaitlyn Summers; Investment Related: No; 120 Putney Chapel Way, Stratford, CT. 06614; Trust fbo Grantor's children; Trustee; 11/1/2020; 15 hours spent per month; Duties: To make discretionary distributions to beneficiaries. 2) Brian R. Summers Irrev Trust fbo Troy Summers; Investment Related: No; 120 Putney Chapel Way, Stratford, CT. 06614; Trust fbo Grantor's children; Trustee; 11/1/2020; 15 hours spent per month; Duties: To make discretionary distributions to beneficiaries. 3) Polka Irrev Trust; Investment Related: No; 120 Putney Chapel Way, Stratford, CT. 06614; Educational Trust for Grantor's children; Trustee; 11/1/2022; 5 hours spent per month; Duties: Make distributions based on Trust rules to grandchildren of Joe Polka. 4) Procyon Tax; Investment Related: No; 1 Corporate Drive, Shelton, CT. 06468; Tax prep services; Partner; 4/22/2022; 2 Hours spent per month. 5) Procyon Risk; Investment-related; Same Address; Insurance; Individual Capacity; Approximately 10% of time during the month. 6) Tony Rods Custom Fence LLC; Investment Related: No; 530 S Colony St., Meriden, CT. 06451; Family business conducting installation and repair; Member, CFO; Since 3/1/2025; 4 Hours per month; I have 1/3 ownership of this business alongside my two siblings.
CRS (Client Relationship Summary) - RIA
Click below to view Antonio Bentu Rodrigues's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2018 - Present
PROCYON
Office #1: 1 Corporate Drive Suite 225, Shelton, CT 06484RIA
CRD#: 288239
Shelton, CT
Past
May 17, 2018 - December 31, 2021
PROCYON INSTITUTIONAL PARTNERS, LLC
RIA
CRD#: 288244
SHELTON, CT
Past
April 19, 2018 - May 21, 2018
PEOPLE'S UNITED ADVISORS, INC.
RIA
CRD#: 292454
Wethersfield, CT
Past
June 24, 2005 - May 21, 2018
PEOPLE'S SECURITIES, INC.
RIA
CRD#: 13704
WETHERSFIELD, CT
Past
May 21, 2002 - May 21, 2018
PEOPLE'S SECURITIES, INC.
BD
CRD#: 13704
WETHERSFIELD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PR
PROCYON
PROCYON | PROCYON TRUST | PROCYON PRIVATE WEALTH PARTNERS, LLC | PROCYON PRIVATE WEALTH PARTNERS LLC | PROCYON PARTNERS | PROCYON ADVISORS, LLC
CRD#: 288239 / SEC#: 801-110493
RIA
Registered Investment Advisory firm - (5/26/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(5/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PR
PROCYON
PROCYON | PROCYON TRUST | PROCYON PRIVATE WEALTH PARTNERS, LLC | PROCYON PRIVATE WEALTH PARTNERS LLC | PROCYON PARTNERS | PROCYON ADVISORS, LLC
CRD#: 288239 / SEC#: 801-110493
RIA
Registered Investment Advisory firm - (5/26/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Corporate Drive Suite 225, Shelton, CT 06484
Mailing Address
Phone number
(475) 232-2704
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,638 |
| AUM (Assets Under Management) | $ 7,769,672,465 |
Red Flags
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Company Information
PROCYON
CRD#: 288239Shelton, CT 06484TRUST BUT VERIFY
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