John E. Storti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Storti was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 9 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2005 - September 12, 2014
GWN SECURITIES INC.
February 27, 1995 - December 31, 2004
PMG SECURITIES CORPORATION
July 20, 1990 - April 19, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 20, 1990 - April 19, 1995
SIGNATOR INVESTORS, INC.
October 12, 1989 - June 20, 1990
METROPOLITAN LIFE INSURANCE COMPANY
October 12, 1989 - June 20, 1990
MSI FINANCIAL SERVICES, INC.
April 21, 1989 - November 30, 1989
EQUITY SERVICES, INC.
June 3, 1988 - May 16, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 3, 1988 - May 16, 1989
PRUCO SECURITIES, LLC.
March 5, 1987 - November 30, 1989
EQUITY SERVICES, INC.
February 17, 1982 - May 16, 1989
PRUCO SECURITIES, LLC.
May 1, 1970 - May 16, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/24/1970
Registered Representative ExaminationCurrent Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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