Sarah-jane Abrams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah-jane Abrams, who also goes by Sarah Jane Doris, Sarah Jane Garey, Sarah-jane Garey, was a registered financial professional .
Sarah-jane is a previously registered financial professional and started their career in finance in 2001. Sarah-jane had worked at 4 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2018 - February 4, 2019
ELLEVEST
May 8, 2015 - May 11, 2018
J.P. MORGAN SECURITIES LLC
January 2, 2009 - July 2, 2009
BANC OF AMERICA SECURITIES LLC
January 2, 2004 - July 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 14, 2003 - July 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 2002 - December 10, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2001 - December 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ELLEVEST
CRD#: 175476 / SEC#: 801-106683
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ELLEVEST
CRD#: 175476 / SEC#: 801-106683
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 344 |
| AUM (Assets Under Management) | $ 1,012,582,923 |
Red Flags
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