Maureen M. Maloney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Melodee Maloney, who also goes by Maureen Kunze, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 2001. Maureen had worked at 8 firms and has passed the Series 63, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2016 - October 30, 2017
CR CAPITAL DISTRIBUTORS, LLC
March 5, 2013 - December 4, 2015
REALTY CAPITAL SECURITIES, LLC
January 9, 2012 - February 11, 2013
LUCIA SECURITIES, LLC
May 11, 2010 - January 6, 2012
GRUBB & ELLIS CAPITAL CORPORATION
January 15, 2008 - October 7, 2011
GRUBB & ELLIS SECURITIES, INC.
August 24, 2005 - June 15, 2007
ASSOCIATED SECURITIES CORP.
June 29, 2004 - August 10, 2005
CETERA WEALTH SERVICES, LLC
June 5, 2001 - June 18, 2004
CUSO FINANCIAL SERVICES, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
CR CAPITAL DISTRIBUTORS, LLC
CRD#: 171776 / SEC#: , 8-69478
Contact information
Documents
Red Flags
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