MY
Marc A. York
TITLEIST ASSET MANAGEMENT
San Antonio, TX
Some features on this profile are disabled
CRD#: 4375793
MY
Professional summary
Marc Allen York, who also goes by Marc Allen York, is a registered financial advisor currently at TITLEIST ASSET MANAGEMENT, LLC located in San Antonio, Texas and TITLEIST CAPITAL, LLC located in San Antonio, Texas.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Marc has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc Allen York
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARC-ALEXANDRA INTEREST LLC, INV RELATED, SAN ANTONIO, TX, 100% OWNERSHIP WITH SPOUSE, START 1/26/2017, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, OWNER / LANDLORD FOR RENTAL PROPERTIES. MAY CAPITAL, LLC, INV RELATED, SAN ANTONIO, TX, 100% OWNERSHIP, START 6/2022, 40 HRS PER MONTH, 40 HRS DURING TRADING, DBA WITH TITLEIST ASSET MANAGEMENT. RATTLESNAKE POINT LLC, INV RELATED, SAN ANTONIO, TX, 100% OWNERSHIP, START 2/8/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD PRIVATE STOCK.
CRS (Client Relationship Summary) - RIA
Click below to view Marc Allen York's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2024 - Present
TITLEIST ASSET MANAGEMENT, LLC
RIA
CRD#: 323567
San Antonio, TX
Current
February 16, 2024 - Present
TITLEIST CAPITAL, LLC
Office #1: 777 E. Sonterra Boulevard, Suite 330, San Antonio, TX 78258BD
CRD#: 126136
SAN ANTONIO, TX
Past
December 4, 2015 - March 7, 2024
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN ANTONIO, TX
Past
December 4, 2015 - March 7, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN ANTONIO, TX
Past
April 26, 2002 - December 8, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN ANTONIO, TX
Past
April 26, 2002 - December 8, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN ANTONIO, TX
Past
May 23, 2001 - April 29, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
Registered Investment Advisory firm - (11/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/5/2024)
RR
Colorado(3/28/2024)
RR
Indiana(8/12/2024)
RR
Nevada(4/4/2025)
RR
Texas(2/16/2024)
IAR
Texas(2/16/2024)
RR
Virginia(5/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
Registered Investment Advisory firm - (11/25/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258
Mailing Address
Phone number
(210) 826-2424
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,813 |
| AUM (Assets Under Management) | $ 2,430,293,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
