Yuji Koga

KCM

LEXINGTON, MA

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CRD#: 4375705

Professional summary

Yuji Koga, who also goes by Yuji Koga, is a registered financial advisor currently at KCM located in Lexington, Massachusetts.

Yuji is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Yuji has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yuji Koga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yuji Koga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2025 - Present

KCM

RIA

CRD#: 334409

LEXINGTON, MA

Past

February 18, 2011 - December 11, 2023

REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 137342

BOSTON, MA

Past

February 5, 2004 - December 31, 2010

MAUNA KEA CAPITAL GROUP, LLC

RIA

CRD#: 128700

CAMBRIDGE, MA

Past

July 30, 2003 - December 11, 2007

DORFMAN VALUE INVESTMENTS LLC

RIA

CRD#: 120911

NEWTON CENTRE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/2003

Uniform Investment Adviser Law Examination

Current Firm

KCM

KCM | KOGA CAPITAL MANAGEMENT LLC

CRD#: 334409 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/27/2025 Approved)

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Contact information

Main Address

Lexington, MA

Mailing Address

56 Broad Street Suite 14152, Boston, MA 02109

Phone number

(617) 229-5013

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yuji Koga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yuji Koga's CRS (Customer Relationship Summary).

Certified licenses

Experience

KCM

REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

MAUNA KEA CAPITAL GROUP, LLC

DORFMAN VALUE INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/2003

Current Firm

KCM

Contact information

Documents

Red Flags

Company Information

KCM

TRUST BUT VERIFY

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