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YK

Yuji Koga

KCM
LEXINGTON, MA
Some features on this profile are disabled
CRD#: 4375705
YK

Professional summary

Yuji Koga, who also goes by Yuji Koga, is a registered financial advisor currently at KCM located in Lexington, Massachusetts.

Yuji is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Yuji has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Yuji Koga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yuji Koga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2025 - Present

KCM

RIA
CRD#: 334409
LEXINGTON, MA
Past

February 18, 2011 - December 11, 2023

REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

RIA
CRD#: 137342
BOSTON, MA
Past

February 5, 2004 - December 31, 2010

MAUNA KEA CAPITAL GROUP, LLC

RIA
CRD#: 128700
CAMBRIDGE, MA
Past

July 30, 2003 - December 11, 2007

DORFMAN VALUE INVESTMENTS LLC

RIA
CRD#: 120911
NEWTON CENTRE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(2/27/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/25/2003
Uniform Investment Adviser Law Examination

Current Firm

KC
KCM
KCM | KOGA CAPITAL MANAGEMENT LLC

CRD#: 334409 / SEC#:

Massachusetts
Registered Investment Advisory firm - (2/27/2025 Approved)
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Contact information

Main Address
Lexington, MA
Mailing Address
56 Broad Street Suite 14152, Boston, MA 02109
Phone number
(617) 229-5013
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts19
AUM (Assets Under Management)$ 29,774,614

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KCM

CRD#: 334409Lexington, MA

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