Terri P. Silver-wetsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri P Silver-wetsch, who also goes by Terri Patricia Kristensen, Terri Patricia Selting, Terri Patricia Silver, Terri P. Silver-wetsch, was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 2002. Terri had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - October 27, 2016
UNITED CAPITAL FINANCIAL ADVISORS
January 4, 2016 - October 28, 2016
GIRARD SECURITIES, INC.
September 24, 2013 - January 14, 2016
LPL FINANCIAL LLC
September 24, 2013 - January 14, 2016
LPL FINANCIAL LLC
January 3, 2011 - September 5, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - September 5, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 9, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
August 8, 2006 - August 8, 2006
WELLS FARGO INVESTMENTS, LLC
April 4, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 4, 2002 - March 28, 2006
EDWARD JONES
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
