Marco A. Caporale
Professional summary
Marco Alessandro Caporale was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marco is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Marco had worked at 4 firms, which includes CAP ASSET MANAGEMENT LLC, KOVACK ADVISORS INC., KOVACK SECURITIES INC., MORGAN STANLEY DW INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2007 - December 31, 2013
CAP ASSET MANAGEMENT, LLC
August 4, 2004 - January 24, 2007
KOVACK ADVISORS, INC.
August 3, 2004 - August 15, 2006
KOVACK SECURITIES INC.
August 2, 2004 - January 24, 2007
KOVACK SECURITIES INC.
June 19, 2001 - August 2, 2004
MORGAN STANLEY DW INC.
June 15, 2001 - August 2, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAP ASSET MANAGEMENT, LLC
CRD#: 142612 / SEC#:
Contact information
Red Flags
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