Daniel J. Heiar

MINDFUL ASSET PLANNING

APPLE VALLEY, MN 55124

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CRD#: 4375558

Professional summary

Daniel James Heiar, who also goes by Dan Heiar, is a registered financial advisor currently at MINDFUL ASSET PLANNING located in Apple Valley, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Daniel has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Heiar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Heiar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2025 - Present

MINDFUL ASSET PLANNING

Office #1: 14530 Pennock Ave, Apple Valley, MN 55124

RIA

CRD#: 113965

APPLE VALLEY, MN

Past

September 9, 2005 - March 18, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BLOOMINGTON, MN

Past

April 23, 2001 - September 8, 2005

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MINDFUL ASSET PLANNING

MINDFUL ASSET PLANNING | ZIMMERMAN FINANCIAL GROUP | STEVEN D. AND SUSAN G. ZIMMERMAN | MINDFUL ASSET PLANNING LLC

CRD#: 113965 / SEC#: 801-80606

RIA

Registered Investment Advisory firm - (1/6/2015 Approved)

Minnesota

Registered Investment Advisory firm - (3/23/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/26/2025)

IAR

Texas
(7/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/19/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MINDFUL ASSET PLANNING

MINDFUL ASSET PLANNING | ZIMMERMAN FINANCIAL GROUP | STEVEN D. AND SUSAN G. ZIMMERMAN | MINDFUL ASSET PLANNING LLC

CRD#: 113965 / SEC#: 801-80606

RIA

Registered Investment Advisory firm - (1/6/2015 Approved)

Minnesota

Registered Investment Advisory firm - (3/23/2015 Terminated)

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Contact information

Main Address

14530 Pennock Ave, Apple Valley, MN 55124

Mailing Address

Phone number

(952) 432-4666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,223
AUM (Assets Under Management)	$ 452,049,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Heiar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Heiar's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINDFUL ASSET PLANNING

VOYA FINANCIAL ADVISORS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

MINDFUL ASSET PLANNING

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/2001

Series 6

Date: 4/19/2001

Current Firm

MINDFUL ASSET PLANNING

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MINDFUL ASSET PLANNING

TRUST BUT VERIFY

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