Ryan G. Epler

J. ALDEN ASSOCIATES

Allentown, PA 18104

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CRD#: 4375498

Professional summary

Ryan George Epler is a registered financial professional currently at J. ALDEN ASSOCIATES, INC. located in Allentown, Pennsylvania.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan George Epler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2025 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 4029 W. Tilghman Street Suite 203, Allentown, PA 18104

CRD#: 40002

Allentown, PA

Past

April 17, 2019 - April 4, 2025

PNC CAPITAL MARKETS LLC

CRD#: 15647

CENTER VALLEY, PA

Past

August 16, 2007 - December 23, 2019

PNC FIG ADVISORY, INC.

CRD#: 143093

ALLENTOWN, PA

Past

June 29, 2007 - August 17, 2007

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

BETHELHEM, PA

Past

January 3, 2006 - June 27, 2007

BNK ADVISORY GROUP, INC. (SUCCESSOR)

CRD#: 135867

BETHLEHEM, PA

Past

December 14, 2001 - December 31, 2005

BNK ADVISORY GROUP, INC.

CRD#: 30209

BETHLEHEM, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(4/12/2025)

Michigan
(5/19/2025)

Pennsylvania
(4/2/2025)

Exams

State Security Law Exam

Series 63

Date: 12/28/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J. ALDEN ASSOCIATES, INC.

CRD#: 40002 / SEC#: , 8-48938

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 300, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Delaware since 10/30/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CALFO, LEE ALBERT	CEO, PRINCIPAL, RESEARCH PRINCIPAL	4782334
CASTLE CREEK LAUNCHPAD FUND I, LP	SHAREHOLDER
SMITH, KENNETH RICHARD	PRINCIPAL, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL, AMLCO	2300203
ENGELBACH, PETER ALDEN	PRESIDENT, PRINCIPAL, OPTIONS PRINCIPAL	201177
KINZER, CAROL ANN	FINOP	4519471

Disclosures

Regulatory Event	2
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan G. Epler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan George Epler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

PNC FIG ADVISORY, INC.

MOMENTUM INDEPENDENT NETWORK INC.

BNK ADVISORY GROUP, INC. (SUCCESSOR)

BNK ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/2001

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2001

FINRA

Current Firm

J. ALDEN ASSOCIATES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J. ALDEN ASSOCIATES, INC.

TRUST BUT VERIFY

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