Christopher W. Doxey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher W. Doxey, who also goes by Chris Doxey, Christopher W Doxey, Christopher Wayne Doxey, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2014 - March 23, 2015
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - March 23, 2015
BBVA SECURITIES INC.
March 20, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 2, 2009 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 2, 2009 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - October 14, 2009
MORGAN STANLEY
June 1, 2009 - October 14, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 17, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
September 17, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
July 12, 2004 - September 22, 2004
WELLS FARGO INVESTMENTS, LLC
January 30, 2002 - September 22, 2004
WELLS FARGO INVESTMENTS, LLC
April 9, 2001 - January 16, 2002
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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