JM
John M. Majors
SAGEVIEW ADVISORY GROUP
KNOXVILLE, TN 37919
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CRD#: 4375193
JM
Professional summary
John Mack Majors is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Knoxville, Tennessee and SAGEVIEW PRIVATE CLIENT GROUP, LLC located in Knoxville, Tennessee.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 2011
APX NUMBER OF HOURS PER WEEK: 12
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE
2. NAME OF OTHER BUSINESS: DBA SAGEVIEW PRIVATE CLIENT GROUP
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 02/13/2011
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT
3. NAME OF OTHER BUSINESS: DBA SAGEVIEW ADVISORY
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 02/13/2011
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view John Mack Majors's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2011 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919RIA
CRD#: 126777
KNOXVILLE, TN
Current
March 16, 2016 - Present
SAGEVIEW PRIVATE CLIENT GROUP, LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919RIA
CRD#: 134997
KNOXVILLE, TN
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919RIA
CRD#: 105644
KNOXVILLE, TN
Current
April 16, 2010 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919BD
CRD#: 13572
Knoxville, TN
Past
June 22, 2010 - December 31, 2015
SAGEVIEW PRIVATE CLIENT GROUP, LLC
RIA
CRD#: 134997
KNOXVILLE, TN
Past
April 22, 2010 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 4, 2005 - March 31, 2010
C & J WEALTH ADVISORS
RIA
CRD#: 133293
KNOXVILLE, TN
Past
January 12, 2005 - March 31, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
KNOXVILLE, TN
Past
January 2, 2004 - December 31, 2004
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
KNOXVILLE, TN
Past
August 2, 2002 - December 31, 2004
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/10/2018)
RR
California(7/9/2019)
RR
Florida(11/12/2013)
RR
Georgia(8/7/2012)
RR
Hawaii(4/16/2010)
RR
Maryland(6/27/2017)
RR
Massachusetts(4/17/2013)
RR
New Hampshire(8/16/2023)
IAR
New Jersey(6/6/2012)
RR
New Jersey(2/5/2013)
RR
North Carolina(11/5/2013)
RR
Ohio(8/15/2012)
RR
Oregon(3/27/2024)
RR
Pennsylvania(11/8/2011)
RR
Puerto Rico(3/8/2021)
RR
Tennessee(4/16/2010)
IAR
Tennessee(12/14/2011)
RR
Texas(1/9/2014)
IAR
Texas(6/29/2023)
RR
Virginia(4/24/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777Knoxville, TN 37919TRUST BUT VERIFY
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