KP
Kerry L. Pickett
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CRD#: 4375118
KP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry Lee Pickett, AIF®, who also goes by Kerry Lee Weeman, Kerry Lee Weeman-pickett, was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 2002. Kerry had worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kerry Lee Weeman | Kerry Lee Weeman-Pickett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: XXI CENTURY FINANCIAL | POSITION HELD: AGENT | ADDRESS: 704 W HIGH ST., ORRVILLE, OH 44667 | START DATE: 9/21/2021 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) TAX PREPARATION | INVESTMENT RELATED: NO | DBA NAME: PICKETT & PICKETT TAX & INVESTMENTS | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 704 W HIGH ST., ORRVILLE, OH 44667 | START DATE: 1/1/2001 | NATURE OF ACTIVITY: TAX PREPARATION | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: NON-CPA ACCOUNTING & TAX PREPARATION; ADMINISTRATIVE DUTIES. 3) INSURANCE BORKERAGE | INVESTMENT RELATED: YES | DBA NAME: PICKETT & PICKETT TAX & INVESTMENTS | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 704 W HIGH ST., ORRVILLE, OH 44667 | START DATE: 1/1/2001 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: 50% OWNER; SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 4) RELIGIOUS MINISTERY | INVESTMENT RELATED: NO | DBA NAME: UNIVERSAL LIFE CHURCH | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 1930 CRESTVIEW DR, ORRVILLE, OH 44667 | START DATE: 11/1/2017 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: 10- 25 HRS | DESCRIPTION OF DUTIES: MINISTERAL DUTIES & OFFICIATING OF RELIGIOUS CERMONIES. 5) REAL ESTATE SALES | INVESTMENT RELATED: NO | DBA NAME: WELCOME HOME SIMMS REALTY | POSITION HELD: AGENT | ADDRESS: 133 W LIBERTY ST, WOOSTER, OH 44691 | START DATE: 1/1/1995 | NATURE OF ACTIVITY: REAL ESTATE SALES | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: PREPARE REAL ESTATE OFFERS AND SHOW PORPERTIES. 6) COMMITTEE MEMBER | INVESTMENT RELATED: NO | DBA NAME: WAYNE COUNTY BAR ASSOCIATION | POSITION HELD: BOARD MEMBER | ADDRESS: 107 W LIBERTY ST., WOOSTER, OH 44691 | START DATE: 1/1/2015 | NATURE OF ACTIVITY: OTHER - | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: NON-ATTORNEY VOLUNTEER MEMBER OF BAR ASSOCIATION THAT MONITOR ATTORNIES ACTIVITIES THAT HAD GRIEVANCES FILED AGAINST THEM; COMMITTEE MEETS QUARTERLY; EXPERT WITNESS / ARBITRATOR. 7) COMMITTEE MEMBER | INVESTMENT RELATED: NO | DBA NAME: WAYNE-HOLMES ASSOCIATION OF REALTORS (WHAR) | POSITION HELD: BOARD MEMBER | ADDRESS: 145 E LIBERTY ST., WOOSTER, OH 44691 | START DATE: 1/1/2014 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: VOULNTEER COMMITTEE MEMBER OF REALTORS PROFESSIONAL STANDARDS COMMITTEE / ARBITRATOR.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
September 13, 2021 - December 19, 2023
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
Orrville, OH
Past
September 1, 2021 - December 19, 2023
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
Orrville, OH
Past
November 12, 2020 - September 2, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ORRVILLE, OH
Past
January 19, 2011 - May 7, 2018
HERMENING ADVISORY SERVICES LLC
RIA
CRD#: 134927
Orrville, OH
Past
December 3, 2010 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Orrville, OH
Past
August 29, 2007 - November 17, 2010
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
ORRVILLE, OH
Past
July 27, 2007 - September 2, 2021
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
ORRVILLE, OH
Past
June 19, 2002 - July 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ORRVILLE, OH
Past
April 8, 2002 - July 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ORRVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
