Shawnee G. Anderson
Professional summary
Shawnee G Anderson, who also goes by Shawnee Gay Anderson, Shawnee Gay Devlin, Shawnee Gay Livesay, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Lakewood, Colorado.
Shawnee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Shawnee has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shawnee G Anderson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shawnee G Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2016 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 165 South Union Boulevard Suite 600, Lakewood, CO 80228December 20, 2016 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 165 South Union Boulevard Suite 600, Lakewood, CO 80228March 4, 2013 - December 16, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 4, 2013 - December 16, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 28, 2010 - March 9, 2011
STEPHEN DOUGLAS INVESTMENT ADVISORY, INC.
March 12, 2010 - February 23, 2011
HARRISON DOUGLAS, INC.
January 23, 2009 - July 23, 2010
CL WEALTH MANAGEMENT LLC
January 23, 2009 - December 23, 2009
COMMUNITY BANKERS SECURITIES, LLC
June 27, 2007 - January 27, 2009
VALIC FINANCIAL ADVISORS, INC.
February 6, 2007 - January 27, 2009
VALIC FINANCIAL ADVISORS, INC.
August 10, 2006 - February 5, 2007
COMMUNITY BANKERS SECURITIES, LLC
January 16, 2003 - August 21, 2006
VALIC FINANCIAL ADVISORS, INC.
June 29, 2001 - January 16, 2003
PFS INVESTMENTS INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2016)
(12/20/2016)
Exams
FINRA
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
