David M. Muehl

CANOPY WEALTH MANAGEMENT

Middleton, WI 53562

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CRD#: 4375044

Professional summary

David Michael Muehl, CFP®, who also goes by Dave Muehl, is a registered financial advisor currently at CANOPY WEALTH MANAGEMENT located in Middleton, Wisconsin.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Muehl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCPASD Education Foundation; Board Member; Investment Related; Location: 6907 University Ave box #243 Middleton WI 53562; Description: Charitable organization supporting students and teachers in the Middleton Cross Plains Area School District; Responsibilities Duties: Fund raising, budget tracking, scholarship awards; Start date: 2024-08-21; Hours per month devoted to business during trading hours: 1.5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Amber Kiggens-Leifheit; Website address for the organization: mcpasd.k12.wi.us/o/edfound/.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Muehl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 15, 2018 - Present

CANOPY WEALTH MANAGEMENT

Office #1: 8215 Greenway Boulevard Suite 540, Middleton, WI 53562

RIA

CRD#: 297717

Middleton, WI

Past

February 4, 2011 - August 16, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Middleton, WI

Past

February 4, 2011 - August 16, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Middleton, WI

Past

November 25, 2002 - January 13, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MADISON, WI

Past

April 18, 2001 - January 13, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANOPY WEALTH MANAGEMENT

CANOPY WEALTH MANAGEMENT | ERN FINANCIAL, LLC

CRD#: 297717 / SEC#: 801-113774

RIA

Registered Investment Advisory firm - (8/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/20/2018)

IAR

Texas
(8/15/2018)

IAR

Wisconsin
(8/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2001

General Securities Representative Examination

Current Firm

CANOPY WEALTH MANAGEMENT

CANOPY WEALTH MANAGEMENT | ERN FINANCIAL, LLC

CRD#: 297717 / SEC#: 801-113774

RIA

Registered Investment Advisory firm - (8/2/2018 Approved)

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Contact information

Main Address

8215 Greenway Boulevard Suite 540, Middleton, WI 53562

Mailing Address

Phone number

(608) 662-9018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERN FINANCIAL LLC D/B/A CANOPY WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (6/3/2025)

Regulatory assets under management

Total Number of Accounts	4,059
AUM (Assets Under Management)	$ 1,474,786,629

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
10/28/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Muehl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Muehl's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CANOPY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2002

SIE

Date: 8/16/2018

Series 7

Date: 4/17/2001

Current Firm

CANOPY WEALTH MANAGEMENT

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CANOPY WEALTH MANAGEMENT

TRUST BUT VERIFY

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