Ari N. Dobner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ari None Dobner was a registered financial professional .
Ari is a previously registered financial professional and started their career in finance in 2001. Ari had worked at 2 firms and has passed the SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2007 - June 19, 2017
FIRST DERIVATIVE TRADERS, L.P.
May 15, 2006 - October 11, 2007
FIRST DERIVATIVE TRADERS, L.P.
April 17, 2001 - August 22, 2001
WESTAMERICA INVESTMENT GROUP
State Registrations and Notice Filings
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Exams
Current Firm
FIRST DERIVATIVE TRADERS, L.P.
CRD#: 125084 / SEC#: , 8-65761
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
