Okyoon N. Choi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Okyoon Nmi Choi, who also goes by Christine Choi, Okyoon Choi, Okyoon Sohn, was a registered financial professional .
Okyoon is a previously registered financial professional and started their career in finance in 2001. Okyoon had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2007 - September 1, 2015
WOLF GROUP CAPITAL ADVISORS
September 30, 2005 - April 28, 2006
THE MONITOR GROUP, INC.
July 7, 2003 - June 18, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 7, 2003 - June 18, 2004
IDS LIFE INSURANCE COMPANY
July 7, 2003 - June 18, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
September 9, 2002 - April 11, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
September 9, 2002 - April 11, 2003
IDS LIFE INSURANCE COMPANY
September 9, 2002 - April 11, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 11, 2001 - February 9, 2002
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOLF GROUP CAPITAL ADVISORS
CRD#: 111647 / SEC#: 801-61501
Contact information
Regulatory assets under management
| Total Number of Accounts | 875 |
| AUM (Assets Under Management) | $ 526,794,579 |
Red Flags
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