Gerald F. Stonehouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Francis Stonehouse, who also goes by Jerry Stonehouse, was a registered financial advisor .
Gerald is a previously registered financial advisor and started their career in finance in 1970. Gerald had worked at 12 firms and has passed the Series 65, Series 63, Series 3, PC, Series 1 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2003 - October 7, 2003
BROOKSTREET SECURITIES CORPORATION
June 24, 2003 - July 17, 2003
BROOKSTREET SECURITIES CORPORATION
February 10, 2000 - June 19, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - June 19, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 17, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
December 16, 1994 - April 21, 1999
UBS FINANCIAL SERVICES INC.
August 12, 1992 - December 2, 1994
PRUDENTIAL EQUITY GROUP, LLC
January 19, 1990 - August 6, 1992
MORGAN STANLEY DW INC.
September 21, 1988 - February 6, 1990
ALEX. BROWN & SONS INCORPORATED
March 12, 1985 - October 4, 1988
J.P. MORGAN SECURITIES LLC
March 29, 1982 - February 15, 1985
J.P. MORGAN SECURITIES LLC
May 31, 1978 - March 4, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
December 7, 1976 - May 21, 1978
E. F. HUTTON & COMPANY INC
August 27, 1976 - February 12, 1977
BACHE HALSEY STUART INC.
September 25, 1970 - August 27, 1976
HALSEY STUART SHIELDS & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/5/1978
AMEX Put and Call ExamSeries 1
Date: 6/13/1969
Registered Representative ExaminationCurrent Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
