JZ
Jeffrey J. Zimmer
OSAIC INSTITUTIONS
West Orange, NJ 07052
Some features on this profile are disabled
CRD#: 4374492
JZ
Professional summary
Jeffrey Jon Zimmer, who also goes by Jeff J Zimmer, Jeff Jon Zimmer, Jeff Zimmer, Jeffrey J Zimmer, Jeffrey Zimmer, is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in West Orange, New Jersey.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff J Zimmer | Jeff Jon Zimmer | Jeff Zimmer | Jeffrey J Zimmer | Jeffrey Zimmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/17/2017 - Bankers' Financial Services Network (BFSN) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/12/2017 - 160 Hours Per Month/120 Hours During Securities Trading. 2. 1/15/2019 - Bankers' Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/07/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 07/31/2019 - Three Bear Properties LLC - Investment related - Eagle River, WI - Real Estate Rental - start date:07/01/2019 - 5 hrs/mo - 0 hrs during trading. 4. 11/13/2019 - Bankers Bank Insurance Group and others - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/22/2019 - 1 hr/mo - 1 hr during trading. 5. 3/1/2021 - CSB Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/26/2021 - 20 Hours Per Month/1 Hour During Securities Trading. 6. 02/08/2022 - Bankers' Financial Services Network - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Investment Program Manager - Start Date: 01/17/2022 - 5 Hours Per Month/5 Hours During Securities Trading - Serving in a Relationship Management role with other financial institutions regarding introductions to NestEgg.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Jon Zimmer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Jon Zimmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2025 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 300 Executive Dr Suite 350, West Orange, NJ 07052RIA
BD
CRD#: 35371
West Orange, NJ
Current
July 28, 2025 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 300 Executive Dr Suite 350, West Orange, NJ 07052RIA
BD
CRD#: 35371
West Orange, NJ
Past
May 14, 2024 - July 28, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
West Orange, NJ
Past
May 13, 2024 - July 28, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
West Orange, NJ
Past
July 5, 2017 - May 16, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
MADISON, WI
Past
July 5, 2017 - May 16, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
MADISON, WI
Past
April 15, 2015 - March 14, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Madison, WI
Past
April 15, 2015 - March 14, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Madison, WI
Past
September 23, 2013 - May 1, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
RICHLAND CENTER, WI
Past
September 23, 2013 - May 1, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
RICHLAND CENTER, WI
Past
February 27, 2013 - September 3, 2013
WADDELL & REED
RIA
CRD#: 866
MADISON, WI
Past
February 27, 2013 - September 3, 2013
WADDELL & REED
BD
CRD#: 866
MADISON, WI
Past
July 26, 2007 - February 27, 2013
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
FITCHBURG, WI
Past
July 26, 2007 - February 27, 2013
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
MADISON, WI
Past
September 30, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 30, 2004 - July 13, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MADISON, WI
Past
December 17, 2001 - August 20, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 14, 2001 - May 18, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 14, 2001 - May 18, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(7/28/2025)
IAR
New Jersey(7/28/2025)
IAR
Wisconsin(7/25/2025)
RR
Wisconsin(7/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC INSTITUTIONS, INC.
CRD#: 35371West Orange, NJ 07052TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
