Brian K. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Keith Jackson was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 9 firms and has passed the Series 66, Series 6TO, Series 7TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2022 - February 17, 2023
TRUIST ADVISORY SERVICES, INC.
August 15, 2022 - February 17, 2023
TRUIST INVESTMENT SERVICES, INC.
August 18, 2021 - July 29, 2022
EDWARD JONES
August 9, 2021 - July 29, 2022
EDWARD JONES
September 15, 2014 - October 22, 2014
NYLIFE SECURITIES LLC
December 19, 2012 - February 8, 2013
EDWARD JONES
August 17, 2007 - September 25, 2009
FIFTH THIRD SECURITIES, INC.
August 13, 2007 - September 25, 2009
FIFTH THIRD SECURITIES, INC.
August 28, 2006 - August 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 2006 - August 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 2006 - August 4, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 23, 2006 - August 4, 2006
MSI FINANCIAL SERVICES, INC.
December 6, 2005 - June 21, 2006
ALLSTATE FINANCIAL SERVICES, LLC
October 7, 2003 - December 13, 2005
TRUIST INVESTMENT SERVICES, INC.
August 21, 2001 - December 13, 2005
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 8/7/2021
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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