Brock R. Hyde

HYLINE WEALTH

SIOUX FALLS, SD

Some features on this profile are disabled

CRD#: 4374169

Professional summary

Brock Robert Hyde, who also goes by Brock Hyde, is a registered financial advisor currently at HYLINE WEALTH located in Sioux Falls, South Dakota.

Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brock has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brock Hyde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Robert Hyde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2010 - Present

HYLINE WEALTH

Office #2: 221 S Phillips Ave, Suite 207, Sioux Falls, SD 57104

RIA

CRD#: 152893

SIOUX FALLS, SD

Past

June 1, 2009 - April 20, 2010

MORGAN STANLEY

RIA

CRD#: 149777

SIOUX FALLS, SD

Past

June 1, 2009 - April 20, 2010

MORGAN STANLEY

CRD#: 149777

SIOUX FALLS, SD

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SIOUX FALLS, SD

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SIOUX FALLS, SD

Past

August 24, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SIOUX FALLS, SD

Past

May 24, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SIOUX FALLS, SD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(4/11/2022)

IAR

Minnesota
(10/4/2022)

IAR

South Dakota
(3/5/2010)

IAR

Texas
(2/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 6/23/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/23/2001

General Securities Representative Examination

Current Firm

HYLINE WEALTH

HYLINE WEALTH | HYLINE WEALTH SOLUTIONS, LLC

CRD#: 152893 / SEC#:

Iowa

Registered Investment Advisory firm - (4/11/2022 Approved)

Minnesota

Registered Investment Advisory firm - (10/3/2022 Approved)

South Dakota

Registered Investment Advisory firm - (3/5/2010 Approved)

Texas

Registered Investment Advisory firm - (2/10/2020 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

221 S Phillips Ave Suite 207, Sioux Falls, SD 57104

Mailing Address

Phone number

(605) 275-2343

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	359
AUM (Assets Under Management)	$ 87,215,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brock R. Hyde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brock Robert Hyde's CRS (Customer Relationship Summary).

Certified licenses

Experience

HYLINE WEALTH

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2001

Series 31

Date: 6/23/2001

Series 7

Date: 5/23/2001

Current Firm

HYLINE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HYLINE WEALTH

TRUST BUT VERIFY

Similar Advisors