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BG

Brett A. Greenfield

INVESTMENT RESEARCH PARTNERS
Lemont, PA 16851
Some features on this profile are disabled
CRD#: 4374103
BG

Professional summary

Brett A Greenfield is a registered financial advisor currently at INVESTMENT RESEARCH PARTNERS located in Lemont, Pennsylvania and AVAIL INVESTMENT PARTNERS, LLC located in Lemont, Pennsylvania.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brett has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett A Greenfield's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2019 - Present

INVESTMENT RESEARCH PARTNERS

Office #1: 801-1 Pike Street, Lemont, PA 16851
RIA
CRD#: 304315
Lemont, PA
Current

October 29, 2021 - Present

AVAIL INVESTMENT PARTNERS, LLC

Office #1: 801-1 Pike Street, Lemont, PA 16851
RIA
CRD#: 315678
Lemont, PA
Past

November 11, 2015 - November 13, 2019

ASSETMARK, INC.

RIA
CRD#: 109018
State College, PA
Past

July 9, 2013 - October 1, 2015

ARIS WEALTH SERVICES INC

RIA
CRD#: 104577
STATE COLLEGE, PA
Past

September 26, 2012 - July 22, 2013

FNB WEALTH MANAGEMENT

RIA
CRD#: 109515
STATE COLLEGE, PA
Past

December 19, 2006 - September 23, 2009

ARIS WEALTH SERVICES INC

RIA
CRD#: 104577
STATE COLLEGE, PA
Past

December 21, 2001 - December 15, 2006

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
GREENVILLE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IR
INVESTMENT RESEARCH PARTNERS
INVESTMENT RESEARCH PARTNERS | NEW LANTERN ADVISORS | INVESTMENT RESEARCH PARTNERS LLC

CRD#: 304315 / SEC#: 801-116836

RIA
Registered Investment Advisory firm - (6/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(12/1/2021)
IAR
Pennsylvania
(11/21/2019)
IAR
Virginia
(10/6/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/4/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/4/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/2001
General Securities Representative Examination

Current Firm

IR
INVESTMENT RESEARCH PARTNERS
INVESTMENT RESEARCH PARTNERS | NEW LANTERN ADVISORS | INVESTMENT RESEARCH PARTNERS LLC

CRD#: 304315 / SEC#: 801-116836

RIA
Registered Investment Advisory firm - (6/24/2019 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
801-1 Pike Street, Lemont, PA 16851
Mailing Address
P.o. Box 834, Lemont, PA 16851
Phone number
(814) 966-7206
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IRP ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts626
AUM (Assets Under Management)$ 359,601,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT RESEARCH PARTNERS

CRD#: 304315Lemont, PA 16851

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