Nathalie Cahlik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathalie Cahlik, who also goes by Nathalie Leroy, was a registered financial professional .
Nathalie is a previously registered financial professional and started their career in finance in 2002. Nathalie had worked at 3 firms and has passed the SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2008 - July 29, 2009
NOMURA SECURITIES NORTH AMERICA, LLC
June 1, 2006 - July 8, 2015
INSTINET, LLC
February 3, 2003 - June 1, 2006
INSTINET, LLC
June 6, 2002 - June 6, 2002
INSTINET, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NOMURA SECURITIES NORTH AMERICA, LLC
CRD#: 42885 / SEC#: , 8-50057
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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