Paul F. Healey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Healey was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2005. Paul had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - July 1, 2016
WINDHAVEN INVESTMENT MANAGEMENT, INC.
July 20, 2009 - November 5, 2013
BOSTON PARTNERS SECURITIES, L.L.C.
July 2, 2007 - June 4, 2009
BNY MELLON SECURITIES CORPORATION
December 13, 2005 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
March 16, 2005 - December 31, 2005
MBSC, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDHAVEN INVESTMENT MANAGEMENT, INC.
CRD#: 155138 / SEC#: 801-71836
Contact information
Red Flags
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