Lance W. Hollingsworth

SUMMIT ASSET MANAGEMENT LLC

MEMPHIS, TN 38117

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CRD#: 4373723

Professional summary

Lance Wayne Hollingsworth, CFP® is a registered financial advisor currently at SUMMIT ASSET MANAGEMENT LLC located in Memphis, Tennessee.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lance has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Wayne Hollingsworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

April 1, 2004 - Present

SUMMIT ASSET MANAGEMENT LLC

Office #1: 5100 Wheelis Dr. Suite 107, Memphis, TN 38117

RIA

CRD#: 109606

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT ASSET MANAGEMENT LLC

CRD#: 109606 / SEC#: 801-56221

RIA

Registered Investment Advisory firm - (1/21/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/1/2004)

IAR

Texas
(6/9/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SUMMIT ASSET MANAGEMENT LLC

CRD#: 109606 / SEC#: 801-56221

RIA

Registered Investment Advisory firm - (1/21/1999 Approved)

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Contact information

Main Address

5100 Wheelis Drive Suite 107, Memphis, TN 38117

Mailing Address

Phone number

(901) 729-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT ASSET MANAGEMENT BROCHURE (10/14/2025)

Regulatory assets under management

Total Number of Accounts	1,477
AUM (Assets Under Management)	$ 938,920,408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance W. Hollingsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Wayne Hollingsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT ASSET MANAGEMENT LLC

Primary Firm SEC Registration

SUMMIT ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

SUMMIT ASSET MANAGEMENT LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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