KW
Korwin D. Wall
KDWALLSTREET INVESTMENT ADVISOR LLC
Topeka, KS 66615
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CRD#: 4373621
KW
Professional summary
Korwin D. Wall is a registered financial advisor currently at KDWALLSTREET INVESTMENT ADVISOR LLC located in Topeka, Kansas.
Korwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Korwin has worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KDWallStreet FINANCIAL Services LLC (not investment related), services include TAX PREPARATION, bookkeeping and Business Consulting. KDWall is 100% OWNER. Firm began 2009 and relationship exists since beginning of Investment activity. 180 HOURS Monthly JAN-APRIL, 44 HOURS Monthly MAY-DEC. DURING MARKET HOURS: 110 HOURS Monthly JAN-APRIL, 22 HOUR DAILY MAY-DEC. Responsibilities include preparation of returns and financials and overseeing the preparation of returns as well as client interface.
INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES (may be investment related) can intersect with investment when evaluating use of indexed annuities, stared insurance license in 2002, 10 hours a month including Market hours. Responsibities include review a clients Life and health insurance needs and process any insurance policy that may be needed or requested.
KDWallStreet MORTGAGE LLC, (non Investment related) Obtain residential. KD Wall is the owner, mortgage financing for individuals, 60 hours a month spent with 40 hours a month during trading hours, Evaluate qualifications and benefits of residential financing options and process the loans associated.
CRS (Client Relationship Summary) - RIA
Click below to view Korwin D. Wall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2018 - Present
KDWALLSTREET INVESTMENT ADVISOR LLC
Office #1: 6540 Sw 10th Ave Ste 102, Topeka, KS 66615RIA
CRD#: 141204
Topeka, KS
Past
October 3, 2006 - December 31, 2017
KDWALLSTREET INVESTMENT ADVISOR LLC
RIA
CRD#: 141204
TOPEKA, KS
Past
January 2, 2003 - October 11, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
TOPEKA, KS
Past
April 24, 2001 - October 5, 2006
CORNERSTONE ADVISORS
RIA
CRD#: 114510
TOPEKA, KS
Past
April 24, 2001 - December 31, 2002
CORNERSTONE INVESTMENTS, L.L.C.
BD
CRD#: 38042
TOPEKA, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(1/3/2018)
IAR
Texas(11/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
KI
KDWALLSTREET INVESTMENT ADVISOR LLC
KDWALLSTREET FINANICAL SERVICES LLC | KDWALLSTREET MORTGAGE LLC | KDWALLSTREET INVESTMENT ADVISORS, LLC | KDWALLSTREET INVESTMENT ADVISORS | KDWALLSTREET INVESTMENT ADVISOR LLC
CRD#: 141204 / SEC#:
Kansas
Registered Investment Advisory firm - (1/1/2018 Approved)Texas
Registered Investment Advisory firm - (11/6/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6540 Sw 10th Ave Ste 102, Topeka, KS 66615
Mailing Address
Phone number
(785) 273-5004
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 204 |
| AUM (Assets Under Management) | $ 26,450,032 |
Red Flags
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