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KW

Korwin D. Wall

KDWALLSTREET INVESTMENT ADVISOR
Topeka, KS 66615
Some features on this profile are disabled
CRD#: 4373621
KW

Professional summary

Korwin D. Wall is a registered financial advisor currently at KDWALLSTREET INVESTMENT ADVISOR LLC located in Topeka, Kansas.

Korwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Korwin has worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Korwin D. Wall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2018 - Present

KDWALLSTREET INVESTMENT ADVISOR LLC

Office #1: 6540 Sw 10th Ave Ste 102, Topeka, KS 66615
RIA
CRD#: 141204
Topeka, KS
Past

October 3, 2006 - December 31, 2017

KDWALLSTREET INVESTMENT ADVISOR LLC

RIA
CRD#: 141204
TOPEKA, KS
Past

January 2, 2003 - October 11, 2006

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
TOPEKA, KS
Past

April 24, 2001 - October 5, 2006

CORNERSTONE ADVISORS

RIA
CRD#: 114510
TOPEKA, KS
Past

April 24, 2001 - December 31, 2002

CORNERSTONE INVESTMENTS, L.L.C.

BD
CRD#: 38042
TOPEKA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(1/3/2018)
IAR
Texas
(11/16/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/2001
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/30/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 4/23/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KI
KDWALLSTREET INVESTMENT ADVISOR LLC
KDWALLSTREET FINANICAL SERVICES LLC | KDWALLSTREET MORTGAGE LLC | KDWALLSTREET INVESTMENT ADVISORS, LLC | KDWALLSTREET INVESTMENT ADVISORS | KDWALLSTREET INVESTMENT ADVISOR LLC

CRD#: 141204 / SEC#:

Kansas
Registered Investment Advisory firm - (1/1/2018 Approved)
Texas
Registered Investment Advisory firm - (11/6/2023 Conditional Restricted)
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Contact information

Main Address
6540 Sw 10th Ave Ste 102, Topeka, KS 66615
Mailing Address
Phone number
(785) 273-5004
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts204
AUM (Assets Under Management)$ 26,450,032

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KDWALLSTREET INVESTMENT ADVISOR LLC

CRD#: 141204Topeka, KS 66615

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